Member FINRA Member SIPC Member MSRB
info@spencerwinston.com  
Page One
SpencerWinston.com >RULE 606 ORDER EXECUTION
RULE 606 ORDER EXECUTION: SEC-Required Report on Routing of Customer Orders. Quarterly reports are made available below.

Q1 2006 Rule 606 Data.

Q2 2006 Rule 11 Data.

Q3 2006 Rule 11 Data.

Q4 2006 Rule 11 Data.

Q1 2007 Rule 11 Data.

Q2 2007 Rule 11 Data.

Q3 2007 Rule 11 Data.

Q4 2007 Rule 11 Data.

Q1 2008 Rule 11 Data.

Q2 2008 Rule 11 Data.

Q3 2008 Rule 11 Data.

 
FREE Portfolio Analysis
Open an Account
Contact Us


content-type:Text/html Error: We cannot connect to our databases. Please try agian shortly.
BRANCHES AND HOURS
Privacy Policy DISCLAIMER MARGIN DISCLOSURE STATEMENT AML POLICIES RULE 606 ORDER EXECUTION BUSINESS CONTINUITY PLANNING EXCESS SIPC
All Rights Reserved by Spencer Winston Securities Corporation 2008