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SpencerWinston.com >RULE 606 ORDER EXECUTION
RULE 606 ORDER EXECUTION: SEC-Required Report on Routing of Customer Orders. Quarterly reports are made available below.

Q1 2006 Rule 606 Data.

Q2 2006 Rule 11 Data.

Q3 2006 Rule 11 Data.

Q4 2006 Rule 11 Data.

Q1 2007 Rule 11 Data.

Q2 2007 Rule 11 Data.

Q3 2007 Rule 11 Data.

Q4 2007 Rule 11 Data.

Q1 2008 Rule 11 Data.

Q2 2008 Rule 11 Data.

Q3 2008 Rule 11 Data.

Q4 2008 Rule 11 Data.

Q1 2009 Rule 11 Data.

Q2 2009 Rule 11 Data.

Q3 2009 Rule 11 Data.

Q4 2009 Rule 11 Data.

Q1 2010 Rule 11 Data.

Q2 2010 Rule 11 Data.

 
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